Senior Analyst, Risk Assurance

  • Job Reference: 1108655273-2
  • Date Posted: 8 September 2023
  • Recruiter: Broadgate
  • Location: New York
  • Salary: On Application

Job Description

Broadgate are working with a payments firm in NYC to help them recruit a Senior Analyst, Risk Assurance to join their growing organization.

The role is responsible for helping to ensure the firm maintains an effective control environment by supporting internal and external control testing activities, companywide adherence to policy administration requirements, facilitating a strong risk culture throughout the organization and other related activities dedicated to the timely identification and management of risk. The role will require significant collaboration with other Risk Office functions, e.g., Enterprise Risk Management, Information Security, Vendor Risk Management, and stakeholders throughout the firm.

Key Responsibilities:

  • Support various reporting activities related to Risk Assurance function activities
  • Support the organization's SOC audit engagements to include coordination of supporting activities across business units and the third parties conducting the reviews
  • Coordinate with Enterprise Risk Management and business units to execute the company's control testing requirements, validation of test results and remediation efforts including those identified in RCSAs and SOC
  • Support timely policy reviews and approvals by the applicable departments and submitting pertinent policies for committee(s) approvals
  • Support Vendor Risk Management function on an as-needed basis, including monitoring and reporting activities


  • Bachelor's degree or higher
  • 3-4 years of experience in working in the financial services industry
  • Strong technical and PC skills, e.g., Excel, Access, and PowerPoint
  • Strong written and verbal communication skills
  • Strong analytical skills
  • Build consensus and resolve conflicts, demonstrate good judgment
  • Ability to work both independently and in a collaborative team environment
  • Prior risk management, control testing or audit experience in the Banking/Finance industry or other similar function with a concentration in technology or information security
  • Prior experience with GRC tools, ex. Archer; Prior experience with communicating effectively with various audiences at all levels of the organization, including senior leadership

For more information, or to set up a call, please apply via the link, or email shaun.littler@